-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXn+nOCJ7krx6prJ2AihtcPCW8vf9F1DewOL1KfN8FG6iu/AAxqxMBNYZUPlNoHt smKxNigl0GfjLAWZmT790Q== 0000950137-99-004498.txt : 19991216 0000950137-99-004498.hdr.sgml : 19991216 ACCESSION NUMBER: 0000950137-99-004498 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19991215 GROUP MEMBERS: ADELINE S. MORRISON GROUP MEMBERS: AMY M. HEINREICH GROUP MEMBERS: GEORGE P. BAUER GROUP MEMBERS: HAROLD H. MORRISON GROUP MEMBERS: HARRISON J. STEANS GROUP MEMBERS: HEATHOR A. STEANS GROUP MEMBERS: HELEN H. MORRISON GROUP MEMBERS: JENNIFER W. STEANS GROUP MEMBERS: LOIS L. MORRISON GROUP MEMBERS: MARGOT M. BRINLEY GROUP MEMBERS: RICHARD D. MICHAELS GROUP MEMBERS: ROBIN M. STEANS GROUP MEMBERS: STEANS HARRISON L GROUP MEMBERS: THOMAS B. HUNTER III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC BANCSHARES INC CENTRAL INDEX KEY: 0001005501 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 593264661 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46537 FILM NUMBER: 99775207 BUSINESS ADDRESS: STREET 1: 111 SECOND AVE NE STREET 2: STE 300 CITY: ST PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 7278237300 MAIL ADDRESS: STREET 1: 111 SECOND AVENUE CITY: ST PETERSBURG STATE: FL ZIP: 33701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEANS HARRISON L CENTRAL INDEX KEY: 0001096147 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 405 N WABASH AVE CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3124944513 MAIL ADDRESS: STREET 1: 405 N WABASH AVE CITY: CHICAGO STATE: IL ZIP: 60611 SC 13D/A 1 SCHEDULE 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Republic Bancshares, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $2.00 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 759929102000 - -------------------------------------------------------------------------------- (CUSIP Number) Jacques K. Meguire, Esq. Sonnenschein Nath & Rosenthal 8000 Sears Tower Chicago, Illinois 60606 (312) 876-8000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 24, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 759929102000 13D PAGE 2 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) George P. Bauer - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 315,050 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 315,050 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 315,050 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 CUSIP NO. 759929102000 13D PAGE 3 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Harrison I. Steans - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 359,500 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 403,944 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 403,944 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP NO. 759929102000 13D PAGE 4 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Thomas B. Hunter, III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 7,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 7,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 CUSIP NO. 759929102000 13D PAGE 5 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard D. Michaels - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 6 CUSIP NO. 759929102000 13D PAGE 6 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Adeline S. Morrison - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 4,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 4,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 CUSIP NO. 759929102000 13D PAGE 7 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Harold H. Morrison - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 4,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 4,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 8 CUSIP NO. 759929102000 13D PAGE 8 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Helen H. Morrison - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 2,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 2,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 9 CUSIP NO. 759929102000 13D PAGE 9 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lois L. Morrison - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,500 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,500 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 10 CUSIP NO. 759929102000 13D PAGE 10 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Margot M. Brinley - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,500 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,500 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 11 CUSIP NO. 759929102000 13D PAGE 11 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Amy M. Heinreich - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 1,500 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 1,500 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 12 CUSIP NO. 759929102000 13D PAGE 12 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Heather A. Steans - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 7,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 7,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 13 CUSIP NO. 759929102000 13D PAGE 13 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jennifer W. Steans - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 7,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 7,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 14 CUSIP NO. 759929102000 13D PAGE 14 OF 22 PAGES --------------------- -- -- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Robin M. Steans - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 7,000 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 7,000 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 15 CUSIP No. 729929102000 Page 15 of 22 pages This Amendment No. 1 to Schedule 13D amends and restates in full as set forth below Items 2, 3, 5 and 7 of the Schedule 13D as originally filed on October 1, 1999 (the "Original Schedule 13D"). Terms not defined in this Amendment No. 1 shall have the respective meanings given to such terms in the Original Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND This Schedule 13D is being filed jointly on behalf of George Bauer ("Mr. Bauer"), Harrison I. Steans ("Mr. Steans"), Thomas B. Hunter, III ("Mr. Hunter"), Richard D. Michaels ("Mr. Michaels"), Adeline S. Morrison ("Mrs. Adeline Morrison"), Harold H. Morrison ("Mr. Harold Morrison"), Helen H. Morrison ("Ms. Helen Morrison"), Lois L. Morrison ("Ms. Lois Morrison"), Margot M. Brinley ("Ms. Brinley"), Amy M. Heinrich ("Ms. Heinrich"), Heather A. Steans ("Ms. Heather Steans"), Jennifer W. Steans ("Ms. Jennifer Steans") and Robin M. Steans ("Ms. Robin Steans"). In this Schedule 13D, such persons are sometimes referred to collectively as the "Filing Persons" and individually as a "Filing Person". Each of the Filing Persons is a U.S. citizen. Mr. Bauer is the President and Chief Executive Officer of the G.P.B. Group, Ltd., a privately-held investment banking and consulting firm. The business address of Mr. Bauer and G.P.B. Group, Ltd. is 128 Dunning Road, New Canaan, Connecticut 06840. Mr. Steans is Chairman of the Board of Financial Investments Corporation, a private equity investment firm specializing in real estate and financial services. The business address of Mr. Steans and Financial Investments Corporation is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois 60611. Mr. Hunter is a retired investor. His address is 911 Woodbine Place, Lake Forest, Illinois 60015. Mr. Michaels is President of Financial Investments Corporation. The business address of Mr. Michaels is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois 60611. Mrs. Adeline Morrison is a retired investor. Her address is 1000 N. Hawthorne Place, Lake Forest, Illinois 60045. Mr. Harold Morrison is a retired investor. His address is 1000 N. Hawthorne Place, Lake Forest, Illinois 60045. Ms. Helen Morrison is an attorney and partner in the law firm of McDermott, Will & Emery. The business address of Ms. Morrison and McDermott, Will & Emery is 227 W. Monroe Street, Suite 4400, Chicago, Illinois 60606. Ms. Lois Morrison is the manager of the Campaign for Sensible Growth with the Metropolitan Planning Council, a 65-year old non-profit firm focused on planning issues in Metropolitan Chicago. The business address of Ms. Morrison and the Metropolitan Planning Council is 25 E. Washington Street, Suite 1600, Chicago, Illinois 60602. 16 CUSIP No. 729929102000 Page 16 of 22 pages Ms. Brinley is a counselor with the St. Joseph's Adolescent and Family Services Center ("St. Joseph's"). The business address of Ms. Brinley and St. Joseph's is 325 W. 12th Street, Dallas, Texas 75208. Ms. Heinrich is an investor. Her address is 8900 N. Lake Drive, Bayside, Wisconsin 53217. Ms. Heather Steans is the economic development coordinator for the Civic Committee. The business address of Ms. Steans and the Civic Committee is 21 S. Clark Street, Suite 3120, Chicago, Illinois 60603. Ms. Jennifer Steans is the Executive Vice President of Financial Investments Corporation. The business address of Ms. Steans is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois 60611. Ms. Robin Steans is a Trustee of the Steans Family Foundation. The business address of Ms. Steans and the Steans Family Foundation is 405 N. Wabash Avenue, River Plaza 2 East, Chicago, Illinois 60611. During the last five years, none of the Filing Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The Filing Persons intend to consult with each other from time to time and exchange information concerning the Issuer, their respective investments in Common Stock and their discussion with management, directors and other security holders of the Issuer. Accordingly, the Filing Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934 (the "Exchange Act"). The Filing Persons expressly disclaim that they have agreed to act as a group. Information with respect to each of the Filing Persons is given solely by such Filing Person, and no Filing Person assumes responsibility for the accuracy or completeness of information given by another Filing Person. By their signatures on this Statement (or a related power of attorney), each of the Filing Persons agrees that this Statement is filed on behalf of such Filing Person. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Information regarding the amount of funds used by each Filing Person to acquire the shares of Common Stock beneficially owned by such filing person is provided in the first table in Item 5 of this Schedule and is incorporated by reference in this Item 3. Unless otherwise indicated in such table, the source of each such amount was personal funds of the Filing Person. 17 CUSIP No. 729929102000 Page 17 of 22 pages ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The following table sets forth for each of the Filing Persons (i) the number of shares of Common Stock beneficially owned by such Filing Person as of the close of business on December 10, 1999, (ii) the percentage of the outstanding Common Stock that such number represents, and (iii) the aggregate amount of funds used by such Filing Person to acquire the shares of Common Stock beneficially owned by such Filing Person. All such amounts represented personal funds of the respective Filing Persons.
Percent of Amount Filing Person Shares Outstanding(1) of Funds ------------- ------ -------------- -------- George P. Bauer 315,050 3.0% $4,496,401 Thomas B. Hunter, III 7,000 0.1% $105,000 Richard D. Michaels 1,000 * $15,000 Adeline S. Morrison 4,000 * $59,940 Harold H. Morrison 4,000 * $59,940 Helen H. Morrison 2,000 * $29,940 Lois L. Morrison 1,500 * $22,410 Margot M. Brinley 1,500 * $22,410 Amy M. Heinrich 1,500 * $22,410 Harrison I. Steans 403,944 (2) 3.8% $6,186,222 Heather A. Steans 7,000 0.1% $104,880 Jennifer W. Steans 7,000 0.1% $104,880 Robin M. Steans 7,000 0.1% $104,880
- ------------------ * Less than 0.1%. (1) The ownership percentages in this Schedule 13D are based upon (i) the 10,533,919 shares of Common Stock that the Issuer reported as outstanding as of October 31, 1999 in its Registration Statement on Form S-3 filed with the Securities and Exchange Commission (the "SEC") on November 18, 1999 and (ii) in the case of Mr. Steans, the 44,444 shares of Common Stock (the "Conversion Shares") issuable upon conversion of the $800,000 aggregate principal amount of the Issuer's Convertible Subordinated Debentures Due 2014 held by Mr. Steans. (As required by the rules of the SEC, the Conversion Shares are considered outstanding for purposes of computing the ownership percentage of Mr. Steans.) (2) The shares beneficially owned by Mr. Steans include 359,500 shares of Common Stock and 44,444 Conversion Shares. The filing of this Schedule 13D shall not be construed as an admission that any Filing Person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act, or for any other purpose, the beneficial owner of any securities other than the securities stated herein to be beneficially owned by such Filing Person. Each Filing Person expressly disclaims beneficial ownership of any shares of Common Stock other than as attributed to such Filing Person in this Item 5, including any shares of Common Stock beneficially owned by any other Filing Person or party. Each Filing Person further disclaims the existence of a group. However, if the Filing 18 CUSIP No. 729929102000 Page 18 of 22 pages Persons were considered to constitute a "group" for purposes of Section 13(d)(3) of the Exchange Act, each Filing Person would be considered to be the beneficial owner of an aggregate of 762,494 shares of Common Stock (including the 44,444 Conversion Shares). Such number of shares represents approximately 7.2% of the outstanding Common Stock. The following table sets forth the transactions effected by the Filing Persons in the Common Stock during the past 60 days. All such transactions were made on the open market. Prices include commissions, if any.
Filing Person Trade Date Shares Purchased Price Per Share ------------- ---------- ---------------- --------------- Mr. Steans 30-Sep-99 22,300 14.50 1-Oct-99 200 14.50 15-Oct-99 700 14.50 17-Nov-99 200 14.50 18-Nov-99 8,000 14.97 19-Nov-99 2,000 14.50 22-Nov-99 4,100 14.50 23-Nov-99 5,100 14.50 24-Nov-99 4,900 14.50 Mr. Bauer 12-Nov-99 11,500 14.94 22-Nov-99 5,000 15.00 6-Dec-99 3,000 13.69 7-Dec-99 5,100 13.85 8-Dec-99 9,250 13.75 10-Dec-99 1,500 13.39 Mr. Hunter 5-Nov-99 7,000 15.00 Mr. Michaels 5-Nov-99 1,000 15.00 Mrs. Adeline Morrison 5-Nov-99 3,000 15.00 12-Nov-99 1,000 14.94 Mr. Harold Morrison 5-Nov-99 3,000 15.00 12-Nov-99 1,000 14.94 Ms. Helen Morrison 5-Nov-99 1,000 15.00 12-Nov-99 1,000 14.94 Ms. Lois Morrison 12-Nov-99 1,500 14.94 Ms. Brinley 12-Nov-99 1,500 14.94 Ms. Heinrich 12-Nov-99 1,500 14.94
19 CUSIP No. 729929102000 Page 19 of 22 pages
Filing Person Trade Date Shares Purchased Price Per Share ------------- ---------- ---------------- --------------- Ms. Heather Steans 5-Nov-99 5,000 15.00 12-Nov-99 2,000 14.94 Ms. Jennifer Steans 5-Nov-99 5,000 15.00 12-Nov-99 2,000 14.94 Ms. Robin Steans 5-Nov-99 5,000 15.00 12-Nov-99 2,000 14.94
Each of Filing Person has sole voting and dispositive power with respect to the shares of Common Stock owned by him and the sole right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS The information set forth on the attached Exhibit Index is incorporated by reference. 20 CUSIP No. 729929102000 Page 20 of 22 pages SIGNATURES After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: December 13, 1999 /s/ GEORGE P. BAUER - ---------------------------------- Name: George P. Bauer HARRISON I. STEANS For himself and as attorney-in-fact for the following persons: Thomas B. Hunter, III Richard D. Michaels Adeline S. Morrison Harold H. Morrison Helen H. Morrison Lois L. Morrison Margot M. Brinley Amy M. Heinrich Heather A. Steans Jennifer W. Steans Robin M. Steans /s/ HARRISON I. STEANS - ---------------------------------- Name: Harrison I. Steans 21 CUSIP No. 729929102000 Page 21 of 22 pages Exhibit Index Exhibit 99.1 - Power of Attorney EX-99.1 2 POWER OF ATTORNEY 1 CUSIP No. 729929102000 Page 22 of 22 pages Exhibit 99.1 POWER OF ATTORNEY Each of the undersigned hereby appoints Harrison I. Steans, with full power of substitution and resubstitution, as his or her attorney-in-fact to prepare, execute and file with the Securities and Exchange Commission on his or her behalf a Statement on Schedule 13D relating to the Common Stock of the Republic Bancshares, Inc. or, to the extent permitted by law and deemed advisable by such attorney-in-fact, in lieu of such Statement on Schedule 13D, a Statement on Schedule 13G, and any amendments thereto which such attorney-in-fact shall, in his sole discretion, deem appropriate; provided that any such Schedule or amendment thereto shall be presented to the undersigned prior to the filing thereof. Each of the undersigned also (A) hereby confirms any and all action taken by such attorney-in-fact pursuant to this Power of Attorney and (B) agrees to notify such attorney-in-fact immediately of any increase or decrease in the number of shares of Common Stock that he or she beneficially owns. /s/ THOMAS B. HUNTER, III /s/ MARGOT M. BRINLEY - --------------------------------------- ----------------------------------------- Name: Thomas B. Hunter, III Name: Margot M. Brinley Dated: December 13, 1999 Dated: December 13, 1999 /s/ RICHARD D. MICHAELS /s/ AMY M. HEINRICH - --------------------------------------- ----------------------------------------- Name: Richard D. Michaels Name: Amy M. Heinrich Dated: December 13, 1999 Dated: December 13, 1999 /s/ ADELINE S. MORRISON /s/ HEATHER A. STEANS - --------------------------------------- ----------------------------------------- Name: Adeline S. Morrison Name: Heather A. Steans Dated: December 13, 1999 Dated: December 13, 1999 /s/ HAROLD H. MORRISON /s/ JENNIFER W. STEANS - --------------------------------------- ----------------------------------------- Name: Harold H. Morrison Name: Jennifer W. Steans Dated: December 13, 1999 Dated: December 13, 1999 /s/ HELEN H. MORRISON /s/ ROBIN M. STEANS - --------------------------------------- ----------------------------------------- Name: Helen H. Morrison Name: Robin M. Steans Dated: December 13, 1999 Dated: December 13, 1999 /s/ LOIS S. MORRISON - --------------------------------------- Name: Lois L. Morrison Dated: December 13, 1999
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